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Beware of fraud attempts and impersonation scams

Fraudulent messages and advertisements are increasingly circulating on messaging platforms and fake websites. These scams often impersonate investment management firms or their professionals and may promote fake documents related to various financial products. 

Scammers commonly use tactics such as unsolicited mobile messages, third-party messaging apps, phishing emails, cold calls, or fake websites. Their goal is to entice you to invest in false products that misuse an investment manager's name or logo. 

Ausbil reminds you to carefully verify the authenticity of all communications before you act. You can do so by contacting Ausbil here. This includes content on websites, social media, emails, text messages, or third-party apps that claim to be issued, authorised, or connected to Ausbil, its affiliates, or its employees.

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  5. Kristy Do

Kristy Do

General Counsel and Chief Compliance Officer

B. Laws, B. Science (Architecture)

Kristy Do
Kristy Do

Bio

Kristy is the General Counsel and Chief Compliance Officer at Ausbil. Kristy has over 20 years of experience in the legal profession and the financial services industry. Prior to joining Ausbil, she operated her own consulting firm providing legal, compliance and risk management services to the industry and in particular asset and wealth managers, was General Counsel and Company Secretary for Nikko Asset Management in Australia and was also with ANZ Wealth and Mirvac Group.

Kristy also spent over 5 years with the Australian Securities and Investments Commission in enforcement litigation and compliance roles, ending her service there as Manager of the Compliance Directorate for Financial Services responsible for ensuring compliance with Australian financial services law by large entities regulated by ASIC.

Kristy holds an unrestricted practising certificate from the Law Society of New South Wales. She volunteers as a Co-Opted Member of the Board Governance Committee for Lifeline Australia.